Legal & Compliance

Legal & Compliance ensures our company’s reputation and integrity are protected, and offers adequate legal guidance. Our team of legal and compliance colleagues are committed to service the ambitions of the organization, the brand and the employees through compliance with applicable laws, regulations and ethical standards in each market in which it operates.

Legal

The Legal department consists of two teams, together approximately 30 professionals. Team Fund & Asset Management is responsible for providing legal support to all activities pertaining to (i) our fund ranges, (ii) the institutional clients business (including fiduciary asset management), (iii) the global legal framework by acting as liaison for all non-Dutch local offices, (iv) corporate affairs (v) regulatory affairs and (vi) global fund distribution activities. Team Legal Investment Support supports the traders, investment managers, procurement and IT as well as the back office during the day-to-day investment process.

Compliance

The Compliance department is responsible for building a sustainable compliance programme which gives us a company a competitive advantage. As a Compliance Officer, your contributions and responsibilities are to ensure that our company and employees comply with various regulatory requirements and internal policies and procedures. This is achieved by: 1) partnering with the business and advising them on relevant compliance or regulatory requirements on current and new business initiatives; and 2) implementing, monitoring, and maintaining compliance policies and procedures throughout the firm.

Working for the Legal & Compliance business line means that you are working together with colleagues from all business lines, each bringing their specific expertise to the table. Your role will be key during negotiation processes, the development of new solutions for our divers global client base and in implementing rapidly changing laws and regulations. You will be constantly challenged to perform at your best and make a true difference in the company. To join this department you need to have a hands-on and no-nonsense attitude and a natural appetite to learn more about the dynamics of an international asset manager.

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