Legal & Compliance

Legal & Compliance protects our company’s reputation and integrity, offering trusted legal guidance. Our legal and compliance team is committed to servicing the ambitions of the organisation, the brand and our employees. This is delivered in compliance with applicable laws, regulations and ethical standards in each market in which it operates.


The Legal department consists of two teams, totalling approximately 30 professionals. Team Fund & Asset Management is responsible for providing legal support to all activities pertaining to (i) our fund ranges, (ii) the institutional clients business (including fiduciary asset management), (iii) the global legal framework by acting as liaison for all non-Dutch local offices, (iv) corporate affairs (v) regulatory affairs and (vi) global fund distribution activities. Team Legal Investment Support supports the traders, investment managers, procurement and IT,  as well as the back office, during day-to-day investment activities.


The Compliance department is responsible for building a sustainable compliance programme which gives us a competitive advantage. As a Compliance Officer, your contributions and responsibilities are to ensure that our company and employees comply with various regulatory requirements and internal policies and procedures. This is achieved by: 1) partnering with the business and advising them on relevant compliance or regulatory requirements on current and new business initiatives; and 2) implementing, monitoring, and maintaining compliance policies and procedures throughout the organisation.

Working in Legal & Compliance means working with a diverse range of colleagues, who bring their specific expertise to the table. Your role will be key during negotiation processes, the development of new solutions for our clients and implementing rapidly-changing laws and regulations. You will be constantly challenged to perform at your best and make a true difference in the company. To join this department you need a natural appetite to learn within a dynamic, international asset manager.

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